{"id":11679,"date":"2026-04-22T09:11:41","date_gmt":"2026-04-22T08:11:41","guid":{"rendered":"https:\/\/izvestiyakbncran.ru\/?page_id=11679"},"modified":"2026-06-04T10:22:41","modified_gmt":"2026-06-04T09:22:41","slug":"28-2-1-en","status":"publish","type":"page","link":"https:\/\/izvestiyakbncran.ru\/index.php\/en\/28-2-1-en\/","title":{"rendered":"28.2.1 En"},"content":{"rendered":"\n<h2 class=\"wp-block-heading has-lora-font-family\" style=\"font-size:22px\"><strong>Application of finite state machines as a control model in agent-based RAG systems for corporate knowledge bases: a systems approach and formalization<\/strong><\/h2>\n\n\n\n<p class=\"has-foreground-color has-text-color has-link-color has-lora-font-family has-extra-small-font-size wp-elements-1141f18e1156f6fd9692dc9694191346 wp-block-paragraph\" style=\"margin-top:0;margin-bottom:0;padding-top:0;padding-bottom:0\"><strong>R.S. Rozum, A.S. Kuznetsov<\/strong><\/p>\n\n\n\n<div class=\"wp-block-group is-vertical is-content-justification-left is-nowrap is-layout-flex wp-container-core-group-is-layout-20193d73 wp-block-group-is-layout-flex\" style=\"border-style:none;border-width:0px;margin-top:0;margin-bottom:0;padding-top:0;padding-bottom:0\">\n<p class=\"has-text-color has-link-color has-lora-font-family wp-elements-1934a6274ad67c2dd8d97ce7471e2bbb wp-block-paragraph\" style=\"color:#5b1919;font-size:12px;text-decoration:underline\"><\/p>\n\n\n\n<div class=\"wp-block-group is-horizontal is-layout-flex wp-container-core-group-is-layout-9076828a wp-block-group-is-layout-flex\" style=\"min-height:0px;margin-top:0;margin-bottom:0;padding-top:0;padding-bottom:0\">\n<div class=\"wp-block-buttons is-content-justification-left is-layout-flex wp-container-core-buttons-is-layout-856cf56e wp-block-buttons-is-layout-flex\" style=\"margin-top:0;margin-bottom:0;padding-top:0;padding-right:0;padding-bottom:0;padding-left:0\">\n<div class=\"wp-block-button has-custom-width wp-block-button__width-100 is-style-outline is-style-outline--1\"><a class=\"wp-block-button__link has-background-background-color has-text-color has-background has-link-color has-border-color has-custom-font-size wp-element-button\" href=\"http:\/\/izvestiyakbncran.ru\/wp-content\/uploads\/2026\/05\/1-rozum-kuzneczov.pdf\" style=\"border-color:#5b1919;border-style:solid;border-width:2px;border-radius:8px;color:#5b1919;padding-top:0.4rem;padding-right:var(--wp--preset--spacing--40);padding-bottom:0.4rem;padding-left:var(--wp--preset--spacing--40);font-size:12px\">PDF<\/a><\/div>\n<\/div>\n\n\n\n<div style=\"height:0px;width:0px\" aria-hidden=\"true\" class=\"wp-block-spacer wp-container-content-273e683f\"><\/div>\n\n\n\n<div class=\"wp-block-buttons is-layout-flex wp-block-buttons-is-layout-flex\">\n<div class=\"wp-block-button has-custom-width wp-block-button__width-100 is-style-outline is-style-outline--2\"><a class=\"wp-block-button__link has-background-background-color has-text-color has-background has-link-color has-border-color has-text-align-center has-custom-font-size wp-element-button\" href=\"http:\/\/izvestiyakbncran.ru\/wp-content\/uploads\/2026\/05\/01-application.xml\" style=\"border-color:#5b1919;border-width:2px;border-top-left-radius:8px;border-top-right-radius:8px;border-bottom-left-radius:8px;border-bottom-right-radius:8px;color:#5b1919;padding-top:0.4rem;padding-right:var(--wp--preset--spacing--40);padding-bottom:0.4rem;padding-left:var(--wp--preset--spacing--40);font-size:12px\">JATS XML<\/a><\/div>\n<\/div>\n<\/div>\n\n\n\n<p class=\"has-text-color has-link-color has-lora-font-family has-extra-small-font-size wp-elements-41ee428b6a5740c7f514a7432ff786a3 wp-block-paragraph\" style=\"border-style:none;border-width:0px;border-top-left-radius:0px;border-top-right-radius:0px;border-bottom-left-radius:0px;border-bottom-right-radius:0px;color:#5b1919;margin-top:0;margin-right:0;margin-bottom:0;margin-left:0;padding-top:0;padding-right:0;padding-bottom:0;padding-left:0\"><\/p>\n<\/div>\n\n\n\n<hr class=\"wp-block-separator has-alpha-channel-opacity is-style-wide\" style=\"margin-top:var(--wp--preset--spacing--20);margin-bottom:var(--wp--preset--spacing--20)\"\/>\n\n\n\n<p class=\"has-foreground-color has-text-color has-link-color has-lora-font-family has-extra-small-font-size wp-elements-d3ef025de4ec499734126f89c7703c92 wp-block-paragraph\" style=\"line-height:1.4\"><em><strong><strong>Abstract<\/strong><\/strong>. <\/em>This research article, from a systems analysis perspective, examines in detail the application of finite automata theory as a control model in agent-based RAG systems for managing corporate knowledge bases. Key requirements for these systems in terms of accuracy, predictability, and controllability are outlined. The application of the finite automata method, which allows for the introduction of stable states into the system and the organization of control, is discussed. Practical examples of the application of finite automata in RAG systems are provided. A formalized description of the application of an FSM agent in corporate systems is created. An agent in the system is considered a controlled object, formalized as a finite automaton with a discrete set of states, taking into account environmental events and a formulated set of transition conditions. A mathematical model of the FSM agent, based on the mathematical function of describing sets, is presented. A diagram of the FSM-RAG system components is constructed, reflecting the architectural solution that can be used as a basis for implementation in corporate information systems. A visual diagram of the FSM-RAG state transitions is presented in the form of a transition graph. The framework and model presented in the article provide a foundation for the implementation of more robust agents. They will be verifiable and formalizable in a business environment.<br><strong>Aim<\/strong>. The study is to formalize the process of managing an agent-based RAG system of a corporate knowledge based on a deterministic finite state machine and to develop a mathematical model of an FSM agent as a control subsystem.<br><strong>The<\/strong> <strong>research methodology <\/strong>includes methods of system analysis and synthesis, comparative analysis of formal control models, construction of a mathematical model of a Moore machine, architectural modeling and a state transition graph.<br><strong>Results<\/strong>. A formal model of an FSM agent for a RAG system was proposed; an FSM-RAG architecture was developed with the identification of states, events, and transition functions; a component diagram and state graph were constructed; and the applicability of the model to corporate knowledge bases with unstructured data was demonstrated.<br><strong>Conclusions<\/strong>. Using a deterministic finite state machine as a control model improves the predictability, observability, and formal verifiability of RAG system behavior; provides controlled multi-stage request processing; enables scenario termination and algorithm complexity analysis; creates the basis for implementing controlled RAG agents in corporate information systems.<\/p>\n\n\n\n<p class=\"has-foreground-color has-text-color has-link-color has-lora-font-family has-extra-small-font-size wp-elements-df03325adc83c022634de6b79d43432f wp-block-paragraph\" style=\"line-height:1.4\"><\/p>\n\n\n\n<p class=\"has-foreground-color has-text-color has-link-color has-lora-font-family has-extra-small-font-size wp-elements-751b64d6a13a6eb4e5e89fea90b70b7e wp-block-paragraph\" style=\"line-height:1.4\"><strong><em><strong>Keywords<\/strong><\/em><\/strong><em>:<\/em> finite state machine method, control models, large language models, agent-based systems, knowledge bases, systems approach, formalization<\/p>\n\n\n\n<p class=\"has-foreground-color has-text-color has-link-color has-lora-font-family has-extra-small-font-size wp-elements-df03325adc83c022634de6b79d43432f wp-block-paragraph\" style=\"line-height:1.4\"><\/p>\n\n\n\n<p class=\"has-foreground-color has-text-color has-link-color has-lora-font-family wp-elements-c1432cc66c971fc5a580adc3c9cd84ec wp-block-paragraph\" style=\"font-size:12px;line-height:1.4\"><strong><strong>For citation<\/strong>.<\/strong> Rozum R.S., Kuznetsov A.S. Application of finite state machines as a control model in agent-based RAG systems for corporate knowledge bases: a systems approach and formalization. <em>News of the Kabardino-Balkarian Scientific Center of RAS<\/em>. 2026. Vol. 28. No. 2. Pp. 11\u201324. DOI: 10.35330\/1991-6639-2026-28-2-11-24<\/p>\n\n\n\n<p class=\"has-foreground-color has-text-color has-link-color has-lora-font-family wp-elements-17c3333a0b1db39b7fa4a3e1a1572bc4 wp-block-paragraph\" style=\"font-size:12px;line-height:1.4\"><\/p>\n\n\n\n<p class=\"has-foreground-color has-text-color has-link-color has-lora-font-family wp-elements-940b6ab1ac940611136c03af776cf31b wp-block-paragraph\" style=\"font-size:12px;line-height:1.4\">\u00a9&nbsp;&nbsp; Rozum R.S., Kuznetsov A.S., 2026<\/p>\n\n\n\n<div class=\"wp-block-group is-nowrap is-layout-flex wp-container-core-group-is-layout-8e2b6fff wp-block-group-is-layout-flex\" style=\"margin-top:var(--wp--preset--spacing--20);padding-top:0;padding-bottom:0\">\n<figure class=\"wp-block-image\"><img loading=\"lazy\" decoding=\"async\" width=\"80\" height=\"28\" src=\"https:\/\/izvestiyakbncran.ru\/wp-content\/uploads\/2026\/03\/image.png\" alt=\"\" class=\"wp-image-7229\"\/><\/figure>\n\n\n\n<p class=\"has-foreground-color has-text-color has-link-color has-lora-font-family wp-elements-05a6ee62a5b706afe3764dcf35c80ac8 wp-block-paragraph\" style=\"margin-top:var(--wp--preset--spacing--20);margin-bottom:0;font-size:12px\">Content is available under license&nbsp;<a href=\"http:\/\/creativecommons.org\/licenses\/by\/4.0\/\" target=\"_blank\" rel=\"noreferrer noopener\">Creative Commons Attribution 4.0 License<\/a><\/p>\n<\/div>\n\n\n\n<p class=\"has-foreground-color has-text-color has-link-color has-lora-font-family wp-elements-17c3333a0b1db39b7fa4a3e1a1572bc4 wp-block-paragraph\" style=\"font-size:12px;line-height:1.4\"><\/p>\n\n\n\n<details class=\"wp-block-details has-foreground-color has-text-color has-link-color has-lora-font-family has-extra-small-font-size wp-elements-de58e0a84e0c4aa543f380513c587e72 is-layout-flow wp-container-core-details-is-layout-f488f964 wp-block-details-is-layout-flow\" style=\"font-style:normal;font-weight:700;line-height:1.5\"><summary><strong>R<\/strong>eferences<\/summary>\n<ol style=\"margin-top:0;margin-bottom:0\" class=\"wp-block-list\">\n<li style=\"font-style:normal;font-weight:400\">Namiot D.E., Eugene E.A. On cyber risks of generative artificial intelligence. <em>International Journal of Open Information Technologies<\/em>. 2024. Vol. 12. No. 10. 109\u2013119. EDN:JZCUQS. (In Russian)<\/li>\n\n\n\n<li style=\"font-style:normal;font-weight:400\">Namiot D.E., Ilyushin E.A. Architecture of LLM agents. <em>International Journal of Open Information Technologies<\/em>. 2025. Vol. 13. No. 1. Pp. 67\u201374. EDN: VIMKYB. (In Russian)<\/li>\n\n\n\n<li style=\"font-style:normal;font-weight:400\">FSM Group Chat \u2013 User-specified agent transitions. https:\/\/microsoft.github.io\/autogen\/0.2\/blog\/2024\/02\/11\/FSM-GroupChat (accessed: 13\/11\/2025)<\/li>\n\n\n\n<li style=\"font-style:normal;font-weight:400\">Nesterov L.A. Methods for synthesis and analysis of discrete finite automata. <em>Resour. Technol<\/em>. 2001. No. 3. URL: https:\/\/cyberleninka.ru\/article\/n\/metody-sinteza-i-analiza-diskretnyhkonechnyh-avtomatov (accessed: 11\/13\/2025). (In Russian)<\/li>\n\n\n\n<li style=\"font-style:normal;font-weight:400\">Can large language models help developers with robotic finite state machine modification. https:\/\/arxiv.org\/html\/2412.05625v1 (accessed: 13\/11\/2025)<\/li>\n\n\n\n<li style=\"font-style:normal;font-weight:400\">Kupriyanovsky V.P., Alenkov V.V., Sokolov I.A. et al. Smart infrastructure, physical and information assets, Smart Cities, BIM, GIS and IoT. <em>International Journal of Open Information Technologies<\/em>. 2017. Vol. 5. No. 10. Pp. 55\u201386. EDN: ZISODV. (In Russian)<\/li>\n\n\n\n<li style=\"font-style:normal;font-weight:400\">Youssef Maklad, Fares Wael, Wael Elsersy, Ali Hamdi. Retrieval augmented generation based LLM evaluation for protocol state machine inference with chain-of-thought reasoning. https:\/\/arxiv.org\/abs\/2502.15727 (accessed: 13\/11\/2025)<\/li>\n\n\n\n<li style=\"font-style:normal;font-weight:400\">MetaAgent: Automatically constructing Multi-Agent Systems based on finite state machines. https:\/\/arxiv.org\/abs\/2507.22606 (accessed: 13\/11\/2025)<\/li>\n\n\n\n<li style=\"font-style:normal;font-weight:400\">What OpenAI ChatGPT Pro Means for AI Agents and Agentic AI. https:\/\/www.teneo.ai\/blog\/what-openai-chatgpt-pro-means-for-ai-agents-and-agentic-ai Retrieved: Dec, 2024<\/li>\n\n\n\n<li style=\"font-style:normal;font-weight:400\">Rozum R.S., Kuznetsov A.S. A systems approach to assessing the effectiveness of clustering methods and their software implementations. <em>Reflection<\/em>. 2025. No. 2. Pp. 87\u201391. EDN: XASNUX. (In Russian)<\/li>\n\n\n\n<li style=\"font-style:normal;font-weight:400\">Rozum R.S., Kuznetsov A.S. Architecture of an automated information system for processing and semantic analysis of requests to real-time service systems. <em>Trends in the Development of Science and Education<\/em>. 2024. No. 115\u201315. Pp. 101\u2013107. DOI: 10.18411\/trnio-11-2024-709. EDN: DOSWGC. (In Russian)<\/li>\n\n\n\n<li style=\"font-style:normal;font-weight:400\">Kuznetsov A.S. <em>Informatsionnoye modelirovaniye ob&#187;yektov, protsessov i sistem: printsipy formalizatsii, klassifikatsii i verifikatsii <\/em>[Information modeling of objects, processes and systems: principles of formalization, classification and verification: monograph]. St. Petersburg: Scientia, 106 p. ISBN-13 (15) 978-5-907902-76-3. (In Russian)<\/li>\n<\/ol>\n<\/details>\n\n\n\n<details class=\"wp-block-details has-foreground-color has-text-color has-link-color has-lora-font-family has-extra-small-font-size wp-elements-af7f50f04a39809bd1beaa7ce1d33e16 is-layout-flow wp-container-core-details-is-layout-9ff6af70 wp-block-details-is-layout-flow\" style=\"font-style:normal;font-weight:700;line-height:1.5\"><summary><strong>Information about the authors<\/strong><\/summary>\n<div class=\"wp-block-group is-vertical is-layout-flex wp-container-core-group-is-layout-1c18c512 wp-block-group-is-layout-flex\" style=\"min-height:0px;margin-top:0;margin-bottom:0;padding-top:var(--wp--preset--spacing--20);padding-right:var(--wp--preset--spacing--40);padding-bottom:var(--wp--preset--spacing--20);padding-left:var(--wp--preset--spacing--40)\">\n<p class=\"wp-block-paragraph\" style=\"font-style:normal;font-weight:400\"><strong>Roman S. Rozum<\/strong>, Postgraduate Student, Department of Information Technology, Artificial Intelligence and Public and Social Technologies of the Digital Society, Russian State Social University;<br>4, Wilhelm Pieck street, building 1, Moscow, 129226, Russia;<br>romanrozum@yandex.ru, ORCID: https:\/\/orcid.org\/0000-0002-2276-842X, SPIN-code: 2190-5760<br><strong>Andrey S. Kuznetsov<\/strong>, Candidate of Engineering Sciences, Associate Professor, Associate Professor of the Department of Information Technologies, Artificial Intelligence and Social Technologies of Digital Society, Russian State Social University;<br>4, Wilhelm Pieck street, building 1, Moscow, 129226, Russia;<br>askgoogle@internet.ru, ORCID: https:\/\/orcid.org\/0000-0003-1569-4765, SPIN-code: 8442-7210<\/p>\n\n\n\n<p class=\"wp-block-paragraph\" style=\"font-style:normal;font-weight:400\"><\/p>\n\n\n\n<p class=\"wp-block-paragraph\" style=\"font-style:normal;font-weight:400\"><\/p>\n<\/div>\n<\/details>\n\n\n\n<details class=\"wp-block-details has-foreground-color has-text-color has-link-color has-lora-font-family wp-elements-452cbc12bbc5feb9a1402dce7d5f0f2f is-layout-flow wp-block-details-is-layout-flow\" style=\"font-size:14px\"><summary><strong>Funding<\/strong><\/summary>\n<p class=\"wp-block-paragraph\" style=\"margin-top:var(--wp--preset--spacing--20);margin-bottom:var(--wp--preset--spacing--20)\">The study was performed without external funding.<\/p>\n<\/details>\n\n\n\n<p class=\"wp-block-paragraph\"><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Application of finite state machines as a control model in agent-based RAG systems for corporate knowledge bases: a systems approach and formalization R.S. Rozum, A.S. Kuznetsov Abstract. 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